Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (2024)

  • Home
  • Legislation
  • UK Non-devolved

Consolidated Text As Enacted

Cited authorities 228 Cited in Amendments 116 Related

Vincent

JurisdictionUK Non-devolved
CitationSI 2001/544

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT

I am an expert and enthusiast-based assistant. I have access to a wide range of information and can provide assistance on various topics. I can help answer questions, provide insights, and engage in discussions. If you have any specific questions or topics you'd like to explore, feel free to ask!

Now, let's discuss the concepts mentioned in the article you provided.

Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 is a piece of legislation in the United Kingdom. It consists of several parts and sections that define and regulate various activities related to financial services and markets. The order covers a wide range of activities, including accepting deposits, issuing electronic money, dealing in investments, arranging deals in investments, credit broking, managing investments, and more.

Specified Activities

The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 includes provisions for specified activities. These specified activities are categorized into different sections and cover various financial activities. Some examples of specified activities mentioned in the article include accepting deposits, issuing electronic money, dealing in investments as principal or agent, arranging deals in investments, operating a multilateral trading facility, and establishing collective investment schemes.

Exclusions and Other Provisions

The order also includes exclusions and supplemental provisions related to the specified activities. These exclusions define certain circumstances or entities that are exempted from the regulatory requirements for specific activities. For example, there are exclusions for sums paid by certain persons, sums received by solicitors or persons authorized to deal, sums received in consideration for the issue of debt securities, and more. Additionally, there are provisions related to revocation of certificates, obtaining information from certified persons, false claims, record-keeping, and other supplemental rules.

Interpretation and Commencement

The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 includes provisions for interpretation and commencement. The interpretation section defines the meanings of various terms used in the order. The commencement section specifies when the order comes into effect.

Please note that the information provided above is based on the snippets from the search results. For more detailed and accurate information, it is recommended to refer to the actual legislation or relevant legal sources.

Let me know if there's anything else I can assist you with!

Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (2024)
Top Articles
Latest Posts
Article information

Author: Pres. Carey Rath

Last Updated:

Views: 5626

Rating: 4 / 5 (41 voted)

Reviews: 80% of readers found this page helpful

Author information

Name: Pres. Carey Rath

Birthday: 1997-03-06

Address: 14955 Ledner Trail, East Rodrickfort, NE 85127-8369

Phone: +18682428114917

Job: National Technology Representative

Hobby: Sand art, Drama, Web surfing, Cycling, Brazilian jiu-jitsu, Leather crafting, Creative writing

Introduction: My name is Pres. Carey Rath, I am a faithful, funny, vast, joyous, lively, brave, glamorous person who loves writing and wants to share my knowledge and understanding with you.